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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Houston | TX | 12/2019 | 10/2023 |
| Professional Enrollment Concepts | Houston | TX | 11/2015 | 09/2018 |
| Empyrean Benefit Solutions | Houston | TX | 09/2018 | 12/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2023 | 05/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2023 | 05/2026 |
| Morgan Stanley | Houston | TX | 06/2026 | Present |
*696683 - ARKM Creations LLC; Investment related - No; Austin, Texas; Retail/Online Stores; Partner:member (proprietor, partner, officer, director, employee, trustee, agent); 07/2023; During business hours: 0; After business hours: 3; Administrative:Accounting/Bookkeeping:Customer Service:Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-03 |
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