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Richard Alan Megica

The Mather Group, LLC

Chicago, IL

Dallas, TX

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Current Employers
The Mather Group, Llc

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-23
  • TX RA
    APPROVED
    Since 2017-03-23

Branch Locations

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Two Lincoln Centre 5420 Lbj Freeway, Suite 535, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Reston VA 07/2012 11/2016
Charles Schwab Bank Reston VA 07/2012 11/2016
The Mather Group, Llc Chicago IL 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-04
S63 Uniform Securities Agent State Law Examination 2000-08-08
  • S65 Uniform Investment Adviser Law Examination
    2011-05-04
  • S63 Uniform Securities Agent State Law Examination
    2000-08-08
Designations
Other Names
  • Richard Alan Megica
  • Richard Alan Megica
  • Richard Alan Megica
  • Richard Alan Megica

View on SEC IAPD

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GUGGENHEIM INVESTMENTS · CHICAGO, IL
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