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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-06
  • NY RA
    APPROVED
    Since 2025-03-06

Branch Locations

Bronx, NY • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc New York NY 05/2017 04/2018
New York Life Insurance Company New York NY 04/2011 04/2018
Prudential Insurance Company Of America Bronx NY 04/2018 04/2022
Prudential Investment Management Services Llc Bronx, NY 04/2018 04/2022
Empower Financial Securities, Inc Greenwood Village CO 04/2022 Present
Empower Advisory Group, Llc Greenwood Village CO 03/2025 Present
  • 05/2017 → 04/2018
    Nylife Securities Llc
    New York, NY
  • 04/2011 → 04/2018
    New York Life Insurance Company
    New York, NY
  • 04/2018 → 04/2022
    Prudential Insurance Company Of America
    Bronx, NY
  • 04/2018 → 04/2022
    Prudential Investment Management Services Llc
    Bronx,, NY
  • 04/2022 → Present
    Empower Financial Securities, Inc
    Greenwood Village, CO
  • 03/2025 → Present
    Greenwood Village, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-04
S63 Uniform Securities Agent State Law Examination 2017-07-12
  • S65 Uniform Investment Adviser Law Examination
    2025-03-04
  • S63 Uniform Securities Agent State Law Examination
    2017-07-12
Other Names
  • Owen O Ashley

View on SEC IAPD

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