Jonathan Edward Richard

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 06/2020
  Columbia Threadneedle Investments
  Boston, MA
• 06/2020 → 03/2025
  Pgim Investments,Llc
  Stamford, CT
• 06/2020 → 03/2025
  Prudential Investment Management Services Llc
  Stamford, CT
• 04/2025 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2021-11-17 → 2025-04-09
  Pgim Investments Llc
  Stamford, CT
• 2012-12-13 → 2020-06-11
  Columbia Management Investment Advisers, Llc
  Boston, MA
  Kansas City, MO

Other Businesses

THIS IS A MULTI-FAMILY RENTAL PROPERTY. POSITION: Owner of rental property. NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 185 K Street, Boston MA 02127, United States DESCRIPTION: Responsible with the maintenance of the building and keeping unites vacated.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-11-07
• S63 Uniform Securities Agent State Law Examination
  2011-07-11

Designations

• Certified Financial Planner