Gisela A. Lopez

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-02-14
PR	RA	APPROVED	2018-11-19

TX RA
APPROVED

Since 2019-02-14
PR RA
APPROVED

Since 2018-11-19

Branch Locations

Plaza 273 Suite 1400 Ponce De Leon Avenue, San Juan, PR 00917 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual	San Juan	PR	12/2010	Present
Mml Investors Services, Llc	San Juan	PR	04/2012	Present

12/2010 → Present

Mass Mutual

San Juan, PR
04/2012 → Present

Mml Investors Services, Llc

San Juan, PR

Other Businesses

(1) NAME: GISELA J. LOPEZ, INV REL: Y, ADD: 273 PONCE DE LEON, SAN JUAN, PR 00918 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 3/15/2024, NO. HR/MO:1, NO. HR/MO DURING SEC TRADING: 1, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES (2) NAME: WEALTH DEVELOPERS LLC INV REL: Y ADD: 273 PONCE DE LEON AVENUE, SUITE 1400, SAN JUAN, PR 00917 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: MANAGER/OWNER START DATE: 09/17/2024 NO HRS/MO: 80 NO/HRS MO DUR TRADING: 65 DESCRIBE DUTIES: CO-OWNER OF LLC.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-09

S66 Uniform Combined State Law Examination

2018-11-09

Other Names

Gisela Lopez
Gisela Feliciano
Gisela A. Feliciano Munoz
Gisela Feliciano-Lopez
Gisela Lopez Feliciano

View on SEC IAPD