Anny Chien

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 03/2017
  Morgan Stanley
  Pasadena, CA
• 04/2017 → 07/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Arcadia, CA
• 04/2017 → 07/2019
  Bank Of America, N.A.
  Arcadia, CA
• 07/2019 → 04/2025
  Fidelity Brokerage Services Llc
  Pasadena, CA
• 03/2025 → 04/2025
  Fidelity Investments
  Pasadena, CA
• 04/2025 → Present
  Charles Schwab & Co., Inc.
  Irvine, CA
• 04/2025 → Present
  Charles Schwab Bank, Ssb
  Irvine, CA

Previous Registrations

• 2025-03-31 → 2025-04-15
  Strategic Advisers Llc
  Pasadena, CA
  Pasadena, CA
  Pasadena, CA
  Boston, MA
• 2019-07-31 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Pasadena, CA
• 2017-05-02 → 2019-07-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Arcadia, CA
  El Monte, CA
  Arcadia, CA
  Arcadia, CA
• 2014-10-28 → 2017-03-23
  Morgan Stanley
  Pasadena, CA
  Pasadena, CA

Exams

• S66 Uniform Combined State Law Examination
  2014-10-28

Other Names

• Hui-Chen Chien