Mark William Giordano

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-02-20
CT	RA	APPROVED	2024-10-11
GA	RA	APPROVED	2024-10-11
NY	RA	APPROVED	2024-10-11
NC	RA	APPROVED	2024-10-11
PA	RA	APPROVED	2024-10-11

FL RA
APPROVED

Since 2025-02-20
CT RA
APPROVED

Since 2024-10-11
GA RA
APPROVED

Since 2024-10-11
NY RA
APPROVED

Since 2024-10-11
NC RA
APPROVED

Since 2024-10-11
PA RA
APPROVED

Since 2024-10-11

Branch Locations

Woodstock, NY • United States

411 Theodore Fremd Ave Suite 206, Rye, NY 10580 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Portfolios Financial Services, Inc.	Holbrook	NY	05/2014	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

05/2014 → 10/2024

American Portfolios Financial Services, Inc.

Holbrook, NY
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2014-06-03 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY

Other Businesses

1. FFG MANAGEMENT AND CONSULTING LLC DBA FOCUS FINANCIAL GROUP POSITION: Co-Founder NATURE: LIFE INSURANCE & ANNUITY SALES INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2016 ADDRESS: 411 Theodore Fremd Ave, Suite 206, Rye NY 10580, United States DESCRIPTION: life insurance and fixed annuity sales

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-04-26
S63	Uniform Securities Agent State Law Examination	2011-07-01

S65 Uniform Investment Adviser Law Examination

2014-04-26
S63 Uniform Securities Agent State Law Examination

2011-07-01

View on SEC IAPD