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Karissa N Mooney

Edward Jones

Lafayette, IN

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-09
IN RA APPROVED 2018-08-08
  • TX RA
    APPROVED_RES
    Since 2019-01-09
  • IN RA
    APPROVED
    Since 2018-08-08

Branch Locations

1421 Union St, Lafayette, IN 47904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-02
  • S66 Uniform Combined State Law Examination
    2012-10-02
Designations
Other Names
  • Karissa Nicole Johnson
  • Karissa Nicole Johnson
  • Karissa Nicole Mooney

View on SEC IAPD

Other Firms

MICHAEL NIEMCZYK ASSOCIATES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
PNC WEALTH MANAGEMENT LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC

Other Investors

MICHAEL L NIEMCZYK
Travis Michael Brown
Rick J Melone
STEPHEN WAYNE OSTROWSKI
RYAN MICHAEL CURTIS
GREGORY J HILGENBERG
BRIAN RONALD BUDIL
CAROLYN KATHERINE Rowland

Other Offices

MICHAEL NIEMCZYK ASSOCIATES, INC. · GRAYSLAKE, IL
EDWARD JONES · GRAYSLAKE, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Grayslake, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Grayslake, IL
PNC WEALTH MANAGEMENT LLC · GRAYSLAKE, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hainesville, IL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Grayslake, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Grayslake, IL

More in Lafayette, IN

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