Sara K Kermenski

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2011-05-17

VT RA
APPROVED

Since 2011-05-17

Branch Locations

Marlboro, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	04/2011	Present
The Richards Group	Brattleboro	VT	04/2011	07/2020
Cambridge Investment Research Advisors Inc	Fairfield	IA	05/2011	Present

04/2011 → Present

Cambridge Investment Research, Inc

Fairfield, IA
04/2011 → 07/2020

The Richards Group

Brattleboro, VT
05/2011 → Present

Cambridge Investment Research Advisors Inc

Fairfield, IA

Other Businesses

1. SARA KERMENSKI, 2416 ROUTE 9, MARLBORO, VT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 06//2011. INV REL - 4 hr/mo - 4/TRADING. 2. LANDLORD OF RENTAL PROPERTY, PO BOX 251, MARLBORO, VT, 08/2015. NIR - DEVOTES 10 HR/YR - 0/TRADING. 3.CIRA, 1776 Pleasant Plain Rd, Fairfield IA 52556, United States, 05/17/2011, Investment Advisor Representative, CIRA Affiliation, IR, 120 HR/MO - 120 HR/MO TRADING 4. ANDERSON EXCAVATING, PO BOX 20, MARLBORO VT, SECRETARY PARENTS SMALL BUSINESS,NIR, 1/YR, 0/TRADING 5. SPRING HOLLOW COMPANY, PO BOX 251 MARLBORO, VT, 12/31/19, OWNER, LICENSES SURFACE PATTERN DESIGNS TO COMPANIES, NIR, 10/MO- 0/TRADING 6. SPRING HOLLOW FINANCIAL, LLC, PO BOX 251, 2416 ROUTE 9, MARLBORO, VT, FINANCIAL SERVICES, OWNER, 03/08/21, INV REL, 160 hr/mo- 120/TRADING HR. 7. MARLBORO NORDIC SKI CLUB, Potash Hill, Marlboro VT 05344, United States, 11/21/2024, Treasurer, Volunteer, NIR, 1 HR/MO- 0/TRADING HR. 8. VERMONT WOMEN'S FUND, 3 Court St, Middlebury VT 05753, United States, 10/12/2025, Committee Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO - 0 HR/MO TRADING 9. SPRING HOLLOW FINANCIAL, LLC, PO BOX 251 2416 Route 9, Marlboro VT 05344, United States, 03/08/2021, Owner, Insurance/Benefits/Human Resources, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-05-13
S63	Uniform Securities Agent State Law Examination	2011-04-29

S65 Uniform Investment Adviser Law Examination

2011-05-13
S63 Uniform Securities Agent State Law Examination

2011-04-29

Other Names

Sara Katherine Anderson

View on SEC IAPD