Jay Carroll

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 11/2016
  Wells Fargo Advisors Llc
  Jefferson City, MO
• 11/2016 → 10/2020
  Wells Fargo Clearing Services, Llc
  Jefferson City, MO
• 10/2020 → Present
  Wells Fargo Advisors Financial Network, Llc
  Jefferson City, MO

Previous Registrations

• 2011-08-22 → 2020-10-22
  Wells Fargo Clearing Services, Llc
  Jefferson City, MO

Other Businesses

J & M DISPLAYS, NOT INV RELATED, YARMOUTH, IA, PYROTECH, START 1/1/2010, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, DESIGN FIREWORKS DISPLAYS. CARROLL FINANCIAL GROUP, LLC, INVT RELATED, JEFFERSON CITY, MO, 100% OWNERSHIP, START 1/1/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR CARROLL FINANCIAL GROUP PSP/401K, INV RELATED, JEFFERSON CITY, MO, START 1/1/2021, 1 HR/MONTH, 0 HRS DURING TRADING, FINET PRACTICE PSP/401K. LIFEX RESEARCH CORPORATION; NOT INV RELATED;ATLANTA,GA; WELLNESS-FOCUSED RESEARCH ORGANIZATION; SURVEYOR ; START DATE: 02/20/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2011-08-19

Other Names

• Jay Carroll
• Jorma Raymond Carroll
• Jorma Carroll