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Juan Carlos Rosario

Wells Fargo Clearing Services, LLC

Short Hills, NJ

Fort Lee, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-18
  • NJ RA
    APPROVED
    Since 2024-11-18

Branch Locations

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

2011 Lemoine Ave, Fort Lee, NJ 07024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Edgewater NJ 12/2015 08/2021
Jpmorgan Securities Llc Edgewater NJ 12/2015 08/2021
Jpmorgan Chase Bank, N.A. Wyckoff NJ 06/2023 10/2024
Jpmorgan Chase Bank, N.A. Wyckoff NJ 09/2021 06/2023
Jpmorgan Securities Llc Wyckoff NJ 09/2021 06/2023
Jpmorgan Securities Llc Wyckoff NJ 06/2023 10/2024
Wells Fargo Clearing Services, Llc Fort Lee NJ 11/2024 Present
Wells Fargo Bank, Na Fort Lee NJ 11/2024 Present
  • 12/2015 → 08/2021
    Jp Morgan Chase Bank
    Edgewater, NJ
  • 12/2015 → 08/2021
    Jpmorgan Securities Llc
    Edgewater, NJ
  • 06/2023 → 10/2024
    Jpmorgan Chase Bank, N.A.
    Wyckoff, NJ
  • 09/2021 → 06/2023
    Jpmorgan Chase Bank, N.A.
    Wyckoff, NJ
  • 09/2021 → 06/2023
    Jpmorgan Securities Llc
    Wyckoff, NJ
  • 06/2023 → 10/2024
    Jpmorgan Securities Llc
    Wyckoff, NJ
  • 11/2024 → Present
    Wells Fargo Clearing Services, Llc
    Fort Lee, NJ
  • 11/2024 → Present
    Wells Fargo Bank, Na
    Fort Lee, NJ
Previous Registrations
  • 2021-10-13 → 2024-11-10
    J.P. Morgan Securities Llc
    Edgewater, NJ
    Edgewater, NJ
    Jersey City, NJ
    Jersey City, NJ
    Union City, NJ
    Newark, NJ
    Newark, NJ
    Wyckoff, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-18
S63 Uniform Securities Agent State Law Examination 2011-10-18
  • S66 Uniform Combined State Law Examination
    2021-08-18
  • S63 Uniform Securities Agent State Law Examination
    2011-10-18
Other Names
  • Juan C Rosario
  • Juan Rosario
  • Juan Carlos Rosario
  • Juan C. Rosario

View on SEC IAPD

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ESTEE ADVISORS LLC
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UNITED SUCCESS WEALTH MANAGEMENT
TRANSAMERICA FINANCIAL ADVISORS, LLC

Other Investors

DAVID SETH LEIBOWITZ
VALERIE RUBIO LEMMON
TERRANCE PATRICK MCGUIRE
KAUSHAL BHUPENDRA MAJMUDAR
Kevin R Walker
Renee OConnor
John Varghese Cholankeril
DUSHYANT PANDIT

Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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