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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-11-24 |
Branch Locations
4505 Saucon Creek Road, Ste 100, Center Valley, PA 18034 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Investment Services, Inc. | Bethlehem | PA | 07/2016 | 10/2020 |
| Bb&T Securities, Llc | Bethlehem | PA | 01/2018 | 10/2020 |
| Lpl Financial, Llc | Center Valley | PA | 10/2020 | Present |
| Private Advisor Group, Llc | Center Valley | PA | 11/2020 | Present |
1. 10/23/2020 - Capital Planning Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL Business) - Started 10/05/2020 - 160 Hours Per Month/120 Hours During Securities Trading - Time Spent 100%. 2. 11/4/2020 - Private Advisor Group - DBA: (Hybrid) Capital Planning Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/05/2020 - 160 Hours Per Month/120 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through PRIVATE ADVISOR GROUP an independent investment advisor firm. I started this business activity in 11/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/4/2020 - PRIVATE ADVISOR GROUP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/05/2020 - 160 Hours Per Month/120 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through PRIVATE ADVISOR GROUP an independent investment advisor firm. I started this business activity in 11/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-16 |
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