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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2015-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Cape Girardeau | MO | 01/2012 | Present |
| R Philip Sarnecki | Kansa City | MO | 04/2015 | 05/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2015 | 05/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2018 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2021 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-14 |
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