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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-13
NC RA APPROVED 2017-07-28
  • TX RA
    APPROVED_RES
    Since 2023-10-13
  • NC RA
    APPROVED
    Since 2017-07-28

Branch Locations

100 North Cherry Street Suite 500, Winston-Salem, NC 27101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Winston-Salem NC 05/2010 Present
Mml Investors Services, Llc Winston-Salem NC 10/2013 Present
Other Businesses

NAME: HOLDEN & MICKEY, INC INV REL: Y ADD: 100 N CHERRY ST WINSTON SALEM NC 27101 NATURE: NONMMLIA INSURANCE BROKERAGE POSITION: SALES START DATE: 10/07/2013 NO. HR/MO: 3-4 NO. HR/MO DURING SEC TRADING: 3-4 DESCRIBE DUTIES: INDIVIDUAL AND GROUP LIFE, GROUP HEALTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-05
S63 Uniform Securities Agent State Law Examination 2011-09-08
  • S65 Uniform Investment Adviser Law Examination
    2017-07-05
  • S63 Uniform Securities Agent State Law Examination
    2011-09-08
Other Names
  • Brian Holden

View on SEC IAPD

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