Katherine Jane Phillips

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Portland, OR
• 11/2016 → 03/2019
  Wells Fargo Clearing Services, Llc
  Portland, OR
• 08/2019 → 12/2020
  Confluence Wealth Management
  Portland, OR
• 03/2019 → 08/2019
  Unemployed
  Portland, OR
• 12/2020 → 01/2025
  Lincoln Financial Advisors Corporation
  Kirkland, WA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Kirkland, WA

Previous Registrations

• 2020-12-07 → 2025-01-24
  Osaic Fa, Inc.
  Kirkland, WA
• 2019-08-09 → 2020-12-23
  Confluence Wealth Management Llc
  Portland, OR
• 2014-05-13 → 2019-04-03
  Wells Fargo Clearing Services, Llc
  Vancouver, WA
  Portland, OR
• 2012-09-24 → 2014-01-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Portland, OR
  Portland, OR

Other Businesses

1) KATHERINE PHILLIPS 826 6TH STREET SOUTH, SUITE 201, KIRKLAND, WA 98033 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFER TRADITIONAL LIFE INSURANCE AND FIXED AND INDEXED ANNUITIES START DATE: 12/2020 HOURS PER MONTH: 15 HOURS PER MONTH DURING TRADING HOURS: 15 WEBSITE: WWW.MYOPENADVISORS.COM

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-06-01
• S63 Uniform Securities Agent State Law Examination
  2012-03-26

Designations

• Certified Financial Planner

Other Names

• Katherine Jane Cogdill
• Katherine Cogdill
• Katherine Jane Drew
• Katherine Drew