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Inactive

Gail A Jones

D & G Advisory Group, L.L.C.

Menominee, MI

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Current Employers
D & G Advisory Group, L.L.C.

Menominee, MI • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-12
AZ RA APPROVED 2024-05-20
SC RA APPROVED 2024-04-02
ID RA APPROVED 2024-03-18
MN RA APPROVED 2024-03-18
WI RA APPROVED 2024-03-18
MI RA APPROVED 2020-09-22
  • FL RA
    APPROVED
    Since 2024-06-12
  • AZ RA
    APPROVED
    Since 2024-05-20
  • SC RA
    APPROVED
    Since 2024-04-02
  • ID RA
    APPROVED
    Since 2024-03-18
  • MN RA
    APPROVED
    Since 2024-03-18
  • WI RA
    APPROVED
    Since 2024-03-18
  • MI RA
    APPROVED
    Since 2020-09-22

Branch Locations

Menominee, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D&G Advisory Menominee MI 07/2011 Present
  • 07/2011 → Present
    D&G Advisory
    Menominee, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-22
  • S65 Uniform Investment Adviser Law Examination
    2020-09-22

View on SEC IAPD

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