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Christopher M Clark

Wells Fargo Clearing Services, LLC

Charlotte, NC

Tarpon Springs, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-03-23
SC RA APPROVED 2016-06-22
FL RA APPROVED 2016-06-20
  • NC RA
    APPROVED
    Since 2026-03-23
  • SC RA
    APPROVED
    Since 2016-06-22
  • FL RA
    APPROVED
    Since 2016-06-20

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Orlando FL 06/2016 11/2016
Wells Fargo Bank Orlando FL 06/2016 Present
Wells Fargo Clearing Services, Llc Orlando FL 11/2016 Present
  • 06/2016 → 11/2016
    Wells Fargo Advisors
    Orlando, FL
  • 06/2016 → Present
    Wells Fargo Bank
    Orlando, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Orlando, FL
Previous Registrations
  • 2014-05-15 → 2016-06-01
    Truist Investment Services, Inc.
    Orlando, FL
  • 2011-10-25 → 2014-04-11
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Myrtle Beach, SC
    Palm Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-24
  • S66 Uniform Combined State Law Examination
    2011-10-24
Other Names
  • Chris N/A Clark
  • Christopher Michael Clark

View on SEC IAPD

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LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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