Rafael Cisternas

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2016-04-04
TX	RA	APPROVED_RES	2016-03-29

FL RA
APPROVED

Since 2016-04-04
TX RA
APPROVED_RES

Since 2016-03-29

Branch Locations

200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Private Bank, N.A.	New York	NY	04/2016	Present
Morgan Stanley Smith Barney Llc	Miami	FL	03/2016	Present

04/2016 → Present

Morgan Stanley Private Bank, N.A.

New York, NY
03/2016 → Present

Morgan Stanley Smith Barney Llc

Miami, FL

Previous Registrations

2003-01-17 → 2016-04-01

Credit Suisse Securities (Usa) Llc

Irvine, CA

Miami, FL

Miami, FL
2000-12-08 → 2003-01-17

Pershing Llc

Miami, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-08-05

S66 Uniform Combined State Law Examination

2002-08-05

Other Names

Rafael Cisternas
Rafael Cisternas Ossa

View on SEC IAPD

Employer firm

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Names

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