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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-11-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Lehi | UT | 09/2020 | 01/2024 |
| Mml Investors Services, Llc | Lehi | UT | 10/2020 | 01/2024 |
| Rose Media | Twin Falls | ID | 02/2016 | 09/2020 |
| The Prudential Insurance Company Of America | South Jordon | UT | 01/2024 | Present |
| Pruco Securities, Llc | South Jordon | UT | 01/2024 | 11/2024 |
| Lpl Enterprise, Llc | Orem | UT | 11/2024 | Present |
1) 08/30/2024- Savology- On a rare basis, I would review content created in the form of a Savology Webinar for accuracy related to financial planning. - INV Related- At Orem, UT- Start date 03/28/2024- 0 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-24 |
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