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Kenny Scott Johnson

LPl Enterprise, LLC

Washington Terrace, UT

CRD 5912427

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-11-14
  • UT RA
    APPROVED
    Since 2024-11-14

Branch Locations

Washington Terrace, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Lehi UT 09/2020 01/2024
Mml Investors Services, Llc Lehi UT 10/2020 01/2024
Rose Media Twin Falls ID 02/2016 09/2020
The Prudential Insurance Company Of America South Jordon UT 01/2024 Present
Pruco Securities, Llc South Jordon UT 01/2024 11/2024
Lpl Enterprise, Llc Orem UT 11/2024 Present
  • 09/2020 → 01/2024
    Massmutual Life Insurance Company
    Lehi, UT
  • 10/2020 → 01/2024
    Lehi, UT
  • 02/2016 → 09/2020
    Rose Media
    Twin Falls, ID
  • 01/2024 → Present
    The Prudential Insurance Company Of America
    South Jordon, UT
  • 01/2024 → 11/2024
    South Jordon, UT
  • 11/2024 → Present
    Orem, UT
Previous Registrations
Other Businesses

1) 08/30/2024- Savology- On a rare basis, I would review content created in the form of a Savology Webinar for accuracy related to financial planning. - INV Related- At Orem, UT- Start date 03/28/2024- 0 HRS MTH- 0 HRS During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-22
S63 Uniform Securities Agent State Law Examination 2011-06-24
  • S66 Uniform Combined State Law Examination
    2021-01-22
  • S63 Uniform Securities Agent State Law Examination
    2011-06-24
Designations
  • Certified Financial Planner

View on SEC IAPD

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