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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-09
MI RA APPROVED 2020-07-09
  • TX RA
    APPROVED
    Since 2020-09-09
  • MI RA
    APPROVED
    Since 2020-07-09

Branch Locations

700 Terrace Point Dr Ste 400, Muskegon, MI 49440 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Muskegon MI 04/2011 07/2020
Morgan Stanley Private Bank, N.A. New York NY 02/2018 07/2020
Raymond James & Associates, Inc. Muskegon MI 07/2020 Present
Previous Registrations
  • 2011-06-29 → 2020-07-10
    Muskegon, MI
    Grand Rapids, MI
Other Businesses

(1)Name of Business: MC Muskegon Properties, LLC Address: 5952 Larson St., , Muskegon, MI, 49444, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We rent single unit homes and duplex homes in the Muskegon area. (2)Name of Business: Third Monkey Functional Fitness Address: 5952 Larson St., Muskegon, MI, 49444, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will do bookkeeping for the business (3)Name of Business: Third Monkey Holdings, LLC Address: 5952 Larson St., Muskegon, MI, 49444, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 05/10/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Holding company for Third Monkey Functional Fitness which is a gym.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-24
  • S66 Uniform Combined State Law Examination
    2011-06-24
Other Names
  • Caterina Amato

View on SEC IAPD

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