Robert Vollenweider

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-08-03

CO RA
APPROVED

Since 2023-08-03

Branch Locations

Denver, CO • United States

385 Inverness Pky Suite 350, Englewood, CO 80112-5854 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Westake	TX	06/2017	05/2019
Charles Schwab Bank	Westlake	TX	05/2017	05/2019
Hst Pathways	Dallas	TX	03/2016	09/2016
Unemployed	Dallas	TX	09/2016	05/2017
Td Ameritrade	Denver	CO	05/2019	07/2020
Personal Capital Advisors	Denver	CO	07/2020	08/2020
Unemployed	Denver	CO	08/2020	03/2021
Fidelity Investments	Denver	CO	03/2021	11/2022
Unemployed	Denver	CO	11/2022	03/2023
Beacon Pointe	Denver	CO	03/2023	04/2023
Ameriprise Financial Services, Llc	Englewood	CO	06/2023	Present
Unemployed	Denver	CO	04/2023	06/2023

06/2017 → 05/2019

Charles Schwab & Co., Inc.

Westake, TX
05/2017 → 05/2019

Charles Schwab Bank

Westlake, TX
03/2016 → 09/2016

Hst Pathways

Dallas, TX
09/2016 → 05/2017

Unemployed

Dallas, TX
05/2019 → 07/2020

Td Ameritrade

Denver, CO
07/2020 → 08/2020

Personal Capital Advisors

Denver, CO
08/2020 → 03/2021

Unemployed

Denver, CO
03/2021 → 11/2022

Fidelity Investments

Denver, CO
11/2022 → 03/2023

Unemployed

Denver, CO
03/2023 → 04/2023

Beacon Pointe

Denver, CO
06/2023 → Present

Ameriprise Financial Services, Llc

Englewood, CO
04/2023 → 06/2023

Unemployed

Denver, CO

Previous Registrations

2021-08-02 → 2022-11-21

Fidelity Personal And Workplace Advisors

Greenwood Village, CO
2020-07-23 → 2020-07-30

Personal Capital Advisors Corporation

Denver, CO
2019-05-21 → 2020-07-03

Td Ameritrade, Inc.

Denver, CO
2019-05-21 → 2020-07-03

Td Ameritrade Investment Management, Llc

Denver, CO
2017-08-31 → 2019-05-30

Charles Schwab & Co., Inc.

Westlake, TX

Fort Worth, TX

Other Businesses

Outside Employment; Dovetail Group LLC; Registered Team Member - Staff; Manage advisory business; 6550 York Ave S, Suite 100, Edina, MN, 55435; Investment-Related; 06/01/2026; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-28
S63	Uniform Securities Agent State Law Examination	2011-07-07

S66 Uniform Combined State Law Examination

2017-08-28
S63 Uniform Securities Agent State Law Examination

2011-07-07

Other Names

Robert Wilson Vollenweider
Robert W Vollenweider
Robert Vollenweider

View on SEC IAPD