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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-09-25
  • WI RA
    APPROVED
    Since 2025-09-25

Branch Locations

4890 Owen Ayres Court Suite 102, Eau Claire, WI 54701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baird Eau Claire WI 09/2024 Present
Wolf Tree Wealth Management Chippewa Falls WI 10/2023 07/2024
Edward Jones Chippewa Falls WI 04/2011 10/2023
  • 09/2024 → Present
    Baird
    Eau Claire, WI
  • 10/2023 → 07/2024
    Wolf Tree Wealth Management
    Chippewa Falls, WI
  • 04/2011 → 10/2023
    Edward Jones
    Chippewa Falls, WI
Other Businesses

Mary Kay, consultant - not investment-related Address: 4194 144th St., Chippewa Falls, WI 54729 (home) Nature of Business: skincare and makeup Start date: 05/2008 Hours per month: less than one hour Hours devoted: zero hours during securities trading hours Duties: place orders for family and friends

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-22
  • S66 Uniform Combined State Law Examination
    2025-09-22
Other Names
  • Sara Ann Denning

View on SEC IAPD

Other Firms

Other Investors

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