Billy C Romine

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-01-08 → 2013-09-03
  Walnut Street Securities, Inc.
  Nixa, MO
  Oklahoma City, OK
• 2003-03-26 → 2013-01-08
  New England Securities
  Nixa, MO
  Overland Park, KS
  Nixa, MO
  Overland Park, KS
  Overland Park, KS
  Nixa, MO
  Overland Park, KS
  Nixa, MO
  Springfield, MO
  Overland Park, KS
  Overland Park, KS

Other Businesses

1. INDEPENDENT REP NIXA, MO 65714 DENTAL AND GROUP DISABILITY INCOME, LONG-TERM CARE, OTHER FOR 1HR/WK SINCE 1/2004. 2. NAME OF OTHER BUSINESS: DBA BCR PRIVATE WEALTH RESOURCES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INVESTMENT ADVISORY START DATE: 3/2006 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR 3. DBA SUMMIT FINANCIAL GROUP, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 5/4/15, REPRESENTATIVE, APX 2 HOURS PER WEEK, APX 2 HOURS DURING TRADING HOURS, SERVICE SECURITIES AND INSURANCE CLIENTS. 4. NAME OF OTHER BUSINESS: DBA PRIVATE WEALTH RESOURCE ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/16/2016 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-02-14
• S63 Uniform Securities Agent State Law Examination
  2000-05-12