Loren Gottschalk

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2024-05-17
TX	RA	APPROVED	2024-05-17

KS RA
APPROVED

Since 2024-05-17
TX RA
APPROVED

Since 2024-05-17

Branch Locations

3220 Mesa Way, Ste. A, Lawrence, KS 66049-2344 • United States

Basehor, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	04/2011	05/2024
Ameriprise Financial Services, Llc	Lawrence	KS	05/2024	Present

04/2011 → 05/2024

Edward Jones

St Louis, MO
05/2024 → Present

Ameriprise Financial Services, Llc

Lawrence, KS

Previous Registrations

2011-08-08 → 2024-05-20

Edward Jones

Lawrence, KS

Lansing, KS

St Louis, MO

Other Businesses

Real Estate Ownership; Lot/Land; 2489 K-31Hwy, , Waverly, KS, 66871; Not Investment-Related; 02/22/2002. Business Ownership; Family First Advisors LLC; Owner; Manage Ameriprise Business; 3220 Mesa Way, Ste A, Lawrence, KS, 66049; Investment-Related; 06/04/2024; 60 hours per month; 60 during trading hours / P.I.G. Farm LLC; Co-owner; Vineyard; 18168 Cypress Bend, , Basehor, KS, 66007; Not Investment-Related; 05/31/2022; 10 to 19 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-06-10

S66 Uniform Combined State Law Examination

2011-06-10

View on SEC IAPD