Brian Richard Kamin

Current Employers

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-03-01
TX	RA	APPROVED	2021-03-01

IL RA
APPROVED

Since 2021-03-01
TX RA
APPROVED

Since 2021-03-01

Branch Locations

Austin, TX • United States

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Whitnell & Co.	Oak Brook	IL	03/2016	03/2021
Rockefeller & Co	Oak Brook	IL	03/2021	08/2026
Rockefeller Financial Llc	Austin	TX	08/2026	Present

03/2016 → 03/2021

Whitnell & Co.

Oak Brook, IL
03/2021 → 08/2026

Rockefeller & Co

Oak Brook, IL
08/2026 → Present

Rockefeller Financial Llc

Austin, TX

Previous Registrations

2018-02-06 → 2021-03-16

Whitnell & Co

Oak Brook, IL
2013-02-21 → 2016-03-02

Equitable Advisors, Llc

Menomonee Falls, WI

Milwaukee, WI

Milwaukee, WI

Other Businesses

Landmark Village HOA Association; Non-investment related; Chicago, IL; HOA Board Member - President; 08/21/2024; 15 hours per year; 0 hours during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2023-02-17
S65	Uniform Investment Adviser Law Examination	2013-02-04

S63 Uniform Securities Agent State Law Examination

2023-02-17
S65 Uniform Investment Adviser Law Examination

2013-02-04

Designations

View on SEC IAPD