Brian Richard Kamin

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-03-01
TX	RA	APPROVED	2021-03-01

IL RA
APPROVED

Since 2021-03-01
TX RA
APPROVED

Since 2021-03-01

Branch Locations

Austin, TX • United States

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Whitnell & Co.	Oak Brook	IL	03/2016	03/2021
Rockefeller & Co	Oak Brook	IL	03/2021	08/2026
Rockefeller Financial Llc	Austin	TX	08/2026	Present

03/2016 → 03/2021

Whitnell & Co.

Oak Brook, IL
03/2021 → 08/2026

Rockefeller & Co

Oak Brook, IL
08/2026 → Present

Rockefeller Financial Llc

Austin, TX

Previous Registrations

2018-02-06 → 2021-03-16

Whitnell & Co

Oak Brook, IL
2013-02-21 → 2016-03-02

Equitable Advisors, Llc

Menomonee Falls, WI

Milwaukee, WI

Milwaukee, WI

Other Businesses

Landmark Village HOA Association; Non-investment related; Chicago, IL; HOA Board Member - President; 08/21/2024; 15 hours per year; 0 hours during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2023-02-17
S65	Uniform Investment Adviser Law Examination	2013-02-04

S63 Uniform Securities Agent State Law Examination

2023-02-17
S65 Uniform Investment Adviser Law Examination

2013-02-04

Designations

Certified Financial Planner

View on SEC IAPD