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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-24 |
| NJ | RA | APPROVED | 2024-09-23 |
Branch Locations
485 Us Highway 1 South Bldg C; Suite 120, Iselin, NJ 08830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors | Shelton | CT | 06/2016 | 09/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2019 | 01/2021 |
| Northwestern Mutual Investment Services Llc | West Hartford | CT | 09/2019 | 01/2021 |
| New York Life Insurance Co | Stratford | CT | 12/2020 | 06/2021 |
| Nylife Securities Llc | Stratford | CT | 03/2021 | 06/2021 |
| Equitable Advisors Llc | New York | NY | 06/2021 | 06/2022 |
| Citigroup | Long Island City | NY | 07/2022 | 04/2024 |
| Unknown | Fairfield | CT | 05/2024 | 08/2024 |
| Cetera Investment Services Llc | Saint Cloud | MN | 09/2024 | Present |
| Cetera Investment Advisers Llc | Iselin | NJ | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-13 |
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