Kristen Tapp Silhavey

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2021-07-21
CA	RA	APPROVED	2021-07-21
CO	RA	APPROVED	2021-07-21
FL	RA	APPROVED	2021-07-21
KS	RA	APPROVED	2021-07-21
KY	RA	APPROVED	2021-07-21
MT	RA	APPROVED	2021-07-21
OH	RA	APPROVED	2021-07-21
OK	RA	APPROVED	2021-07-21
SC	RA	APPROVED	2021-07-21
TX	RA	APPROVED	2021-07-21
VA	RA	APPROVED	2021-07-21
WV	RA	APPROVED	2021-07-21

AR RA
APPROVED

Since 2021-07-21
CA RA
APPROVED

Since 2021-07-21
CO RA
APPROVED

Since 2021-07-21
FL RA
APPROVED

Since 2021-07-21
KS RA
APPROVED

Since 2021-07-21
KY RA
APPROVED

Since 2021-07-21
MT RA
APPROVED

Since 2021-07-21
OH RA
APPROVED

Since 2021-07-21
OK RA
APPROVED

Since 2021-07-21
SC RA
APPROVED

Since 2021-07-21
TX RA
APPROVED

Since 2021-07-21
VA RA
APPROVED

Since 2021-07-21
WV RA
APPROVED

Since 2021-07-21

Branch Locations

14604 Bogert Pkwy, Oklahoma City, OK 73134 • United States

2301 Nw 67Th Street, Lawton, OK 73505 • United States

14604 Bogert Parkway, Oklahoma City, OK 73134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed Inc	Edmond	OK	10/2011	07/2021
Various Insurance Carriers For W&R Insurance Agencies	Edmond	OK	04/2012	07/2021
Plexus	Neenah	WI	10/2016	03/2021
Browntapp Llc	Edmond	OK	08/2017	07/2021
Ksil Properties Llc	Edmond	OK	03/2021	07/2021
Pdk Partner Properties Llc	Edmond	OK	02/2021	07/2021
Lpl Financial Llc	Lawton	OK	07/2021	Present

10/2011 → 07/2021

Waddell & Reed Inc

Edmond, OK
04/2012 → 07/2021

Various Insurance Carriers For W&R Insurance Agencies

Edmond, OK
10/2016 → 03/2021

Plexus

Neenah, WI
08/2017 → 07/2021

Browntapp Llc

Edmond, OK
03/2021 → 07/2021

Ksil Properties Llc

Edmond, OK
02/2021 → 07/2021

Pdk Partner Properties Llc

Edmond, OK
07/2021 → Present

Lpl Financial Llc

Lawton, OK

Previous Registrations

2012-04-04 → 2021-07-21

Waddell & Reed

Edmond, OK

Anadarko, OK

Lawton, OK

Lawton, OK

Edmond, OK

Lawton, OK

Other Businesses

1) 02/12/2021 - PDK Properties, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 5HR/MO / 1425 S Fretz Ave Edmond OK 73003 2) 09/08/2021 - Keystone Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2/26/2020 3) 8/17/2017 - BROWNTAPP LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 1HR/MO / 1425 S Fretz Ave, Edmond, OK 73003 4) 03/04/2021 - KSIL Properties, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 1HR/MO / 6000 NW 157th St Edmond OK 73013 5) 07/28/2023 - KCMI LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 05/08/2023 - 1 Hour Per Month/ 0 Hours During Trading 6) 08/22/2023 - Taber Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Advisor - Start Date 08/10/2023 - 1 Hour Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-04-03

S66 Uniform Combined State Law Examination

2012-04-03

Other Names

Kristen Tapp

View on SEC IAPD