Bryan Petrucci

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 01/2021
  The Ayco Company, L.P./Mercer Allied
  Irvine, CA
• 06/2014 → 07/2022
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 01/2021 → 07/2022
  Goldman Sachs & Co. Llc
  Irvine, CA
• 07/2022 → Present
  Principal Life Insurance Company
  Melville, NY
• 07/2022 → Present
  Principal Securities Inc
  Melville, NY
• 09/2024 → Present
  Great Lakes Retirement Plan Consultants
  Melville, NY

Previous Registrations

• 2020-12-23 → 2022-07-20
  United Capital Financial Advisors
  Irvine, CA
• 2017-04-05 → 2020-12-23
  Goldman Sachs Wealth Services, L.P.
  Irvine, CA

Other Businesses

**INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 04/27/2023 ADDRESS: 48 S SERVICE RD, Ste 402, Mellville NY 11747, United States DESCRIPTION: Sales of Fixed Life, Annuities, LTC and DI through Various Carriers. **GREAT LAKES RETIREMENT PLAN CONSULTANTS (DBA) POSITION: Financial Advisor NATURE: Life Insurance/Annuities, Retirment Plans, Financial Strategies/Needs Analysis, Mutual Funds / Managed Accounts INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/23/2024 ADDRESS: 48 S Service Rd, Suite 402, Melville NY 11757, United States DESCRIPTION: Will provide retirement planning to employees who retire/separate from companies that have ESOP plans with GLRPC.

Exams

• S66 Uniform Combined State Law Examination
  2017-04-03
• S63 Uniform Securities Agent State Law Examination
  2011-12-28

Other Names

• Bryan John Petrucci