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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2014-10-29
  • IA RA
    APPROVED
    Since 2014-10-29

Branch Locations

941 E Second Ave Suite 201, Coralville, IA 52241 • United States

Ely, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Iowa City IA 09/2014 Present
Tiaa-Cref Individual & Institutional Services, Llc Iowa City IA 09/2014 Present
Previous Registrations
  • 2011-08-24 → 2014-09-15
    Cedar Rapids, IA
    Cedar Rapids, IA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-11
  • S66 Uniform Combined State Law Examination
    2011-07-11

View on SEC IAPD

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