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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-03-19
CA RA APPROVED 2011-11-09
  • TX RA
    APPROVED
    Since 2013-03-19
  • CA RA
    APPROVED
    Since 2011-11-09

Branch Locations

520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 03/2011 Present
Bank Of America, N.A. Newport Beach CA 03/2016 Present
Other Businesses

I*108575 For profit or not for profit: For-Profit Organization Name of outside business organization: Lauren Steinbruner, Notary Public Investment related: N Address of business: Ladera Ranch, California 92694 Nature of business: Other,No formal corporate structure Position, title, association: Owner, Start date of relationship: 10/2/2017 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Notary public services for neighbors

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-07
  • S66 Uniform Combined State Law Examination
    2011-11-07
Other Names
  • Lauren Kay Kaplan
  • Lauren K Kaplan

View on SEC IAPD

Other Firms

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