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Emily Bailey Groves

Frost Investment Services

San Antonio, TX

Dallas, TX

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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-27
  • TX RA
    APPROVED
    Since 2022-01-27

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

2950 N Harwood St, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost Bank Plano TX 03/2015 Present
Frost Brokerage Services Inc Plano TX 03/2015 Present
Frost Investment Services Plano TX 06/2017 06/2017
  • 03/2015 → Present
    Frost Bank
    Plano, TX
  • 03/2015 → Present
    Frost Brokerage Services Inc
    Plano, TX
  • 06/2017 → 06/2017
    Frost Investment Services
    Plano, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-05-18
  • S63 Uniform Securities Agent State Law Examination
    2011-05-18
Other Names
  • Emily D Bailey
  • Emily Diane Bailey
  • Emily Diane Groves

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
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