Christopher James Connelly

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2006 → 01/2017
  Principal Life Insurance Company
  Waltham, MA
• 07/2006 → 01/2017
  Princor Financial Services Corp
  Waltham, MA
• 01/2017 → 04/2019
  Transamerica Capital Inc
  Denver, CO
• 04/2019 → 06/2021
  Voya Financial Advisors, Inc.
  West Newbury, MA
• 06/2021 → 07/2022
  Cetera Advisor Networks Llc
  El Segundo, CA
• 07/2022 → Present
  One Retirement Source
  West Newbury, MA
• 07/2022 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2021-06-09 → 2022-07-25
  Cetera Wealth Services, Llc
  Braintree, MA
  West Newbury, MA
• 2019-04-30 → 2021-06-09
  Voya Financial Advisors, Inc.
  West Newbury, MA
  Braintree, MA
• 2006-11-06 → 2017-01-25
  Principal Securities, Inc.
  Waltham, MA
  Des Moines, IA
  Waltham, MA
  Waltham, MA

Other Businesses

Co-owner, One Retirement Source, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2025; 100% time spent during business hours; Conducted at branch; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2006-11-01
• S63 Uniform Securities Agent State Law Examination
  2004-04-16

Other Names

• Christopher James Connelly