John Joseph O'hare

Current Employers

Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-09-28
WI	RA	APPROVED	2021-09-28

TX RA
APPROVED

Since 2021-09-28
WI RA
APPROVED

Since 2021-09-28

Branch Locations

1017 W Glen Oaks Lane Suite 150, Mequon, WI 53092 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

E. Cedarburg, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner And Smith, Incorporated	Milwaukee	WI	04/2011	09/2021
Bank Of America, N.A.	Mequon	WI	07/2011	09/2021
Raymond James Financial Services, Inc.	Mequon	WI	09/2021	05/2022
Steward Partners Investment Advisory Llc	Mequon	WI	09/2021	Present
O'HAre Wealth Management	Mequon	WI	09/2021	Present
Steward Partners Investment Solutions, Llc	Mequon	WI	05/2022	Present

04/2011 → 09/2021

Merrill Lynch, Pierce, Fenner And Smith, Incorporated

Milwaukee, WI
07/2011 → 09/2021

Bank Of America, N.A.

Mequon, WI
09/2021 → 05/2022

Raymond James Financial Services, Inc.

Mequon, WI
09/2021 → Present

Steward Partners Investment Advisory Llc

Mequon, WI
09/2021 → Present

O'HAre Wealth Management

Mequon, WI
05/2022 → Present

Steward Partners Investment Solutions, Llc

Mequon, WI

Previous Registrations

2011-06-09 → 2021-09-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mequon, WI

Milwaukee, WI

Other Businesses

(1) Name of Business: Address: 1249 W Liebau Road, Ste 201, Mequon, WI, 53092-3396, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/28/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Install Insurance Projects (2) Name of Business: O'Hare Wealth Management Address: 1249 W Liebau Road, Ste 201, Mequon, WI, 53092-3396, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/28/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC Member/ Team Member (3) Name of Business: Steward Partners Global Advisory Address: 1249 W Liebau Road, Ste 201, Mequon, WI, 53092-3396, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 09/28/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wealth Manager Affiliate (4) Name of Business: Steward Partners Investment Advisory LLC Address: 1249 W Liebau Road, Ste 201, Mequon, WI, 53092-3396, United States Activity Type: Independent RIA Position/Title: Other Investment Related: Yes Start Date: 09/28/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: provide Advisory Services for Clients

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-06-08

S66 Uniform Combined State Law Examination

2011-06-08

Other Names

John Joseph Ohare
John J O'HAre
Jj O'HAre

View on SEC IAPD