Best Investors
Account
Sign in
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Miami | FL | 06/2016 | 08/2018 |
| Hsbc Bank (Usa) N.A. | Miami | FL | 06/2016 | 08/2018 |
| Ubs Financial Services Inc. | New York | NY | 08/2018 | 04/2021 |
| N/A | Charlotte | NC | 04/2021 | 09/2022 |
| Charles Schwab Premier Bank, Ssb | Charlotte | NC | 09/2022 | 01/2026 |
| Charles Schwab & Co, Inc | Charlotte | NC | 09/2022 | Present |
| Charles Schwab Bank, Ssb | Charlotte | NC | 09/2022 | Present |
1) Rover | Investment Related:No|Other|Pet sitter|4/3/2023|Varies|1|I take care of dogs while people travel
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-25 |
Reach out to this advisor