Duncan Graham Wilson

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 05/2020
  Capital Analysts Incorporated
  Cincinnati, OH
• 03/2011 → 05/2020
  Sterling Financial Group, Inc.
  Matthews, NC
• 06/2012 → 05/2020
  Lincoln Investment
  Matthews, NC
• 05/2020 → Present
  Commonwealth Financial Network
  Waltham, MA
• 05/2020 → Present
  Sterling Financial Group
  Matthews, NC

Previous Registrations

• 2012-06-01 → 2020-05-01
  Lincoln Investment
  Matthews, NC
• 2012-06-04 → 2020-05-01
  Capital Analysts
  Matthews, NC
• 2011-07-05 → 2012-06-01
  Cincinnati Analysts, Inc.
  Matthews, NC

Other Businesses

1.Fixed insurance sales, as an Agent, under the name 'Sterling Financial Group'; As of 05/01/2020; 10% time spent during business hours; Conducted at branch location; Investment related. 2.Attorney, Law Office of Duncan G. Wilson, practicing law; As of 03/01/20; 1% time spent during regular business hours; Conducted at branch; Not investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-07-02
• S65 Uniform Investment Adviser Law Examination
  2011-05-18

Designations

• Certified Financial Planner