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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-01-30 |
| TX | RA | APPROVED | 2012-01-30 |
Branch Locations
2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 10/2011 | Present |
| Bank Of America, N.A. | Chandler | AZ | 04/2012 | Present |
I*: 2913297 Entity Type: For Profit, Publicly Traded Name of OBA: UBER Address: Phoenix, AZ 85004 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 10/04/2025 Number of Hours: 10 hrs wkly Number of Hours during trading: 0 Duties: Driving passengers to different designations as requested
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-25 |
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