Juan Carlos Gomez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 06/2019
  Sg Americas Securities, Llc
  Houston, TX
• 12/2015 → 06/2019
  Societe Generale
  Houston, TX
• 06/2019 → 08/2021
  Bbva Usa
  Houston, TX
• 08/2021 → 06/2023
  Jpmorgan Chase Bank Na
  Houston, TX
• 08/2021 → 06/2023
  Jpmorgan Securities Llc
  Houston, TX
• 06/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 06/2023 → Present
  Bank Of America, N.A.
  Houston, TX

Previous Registrations

• 2022-01-06 → 2023-06-08
  J.P. Morgan Securities Llc
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2022-01-06
• S63 Uniform Securities Agent State Law Examination
  2015-10-04

Other Names

• Juan Carlos Gomez Santamaria
• Juan Carlos Gomez Santa Maria
• Juan Carlos Gomez
• Juan Carlos Gomez
• Juan Carlos Gomezsantamaria
• Juan Carlos Carlos Gomez
• Juan C Gomez Santa Maria