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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-10
FL RA APPROVED 2018-11-20
  • TX RA
    APPROVED_RES
    Since 2022-05-10
  • FL RA
    APPROVED
    Since 2018-11-20

Branch Locations

1000 Corporate Dr, Suite 700 Radice Iii, Ft Lauderdale, FL 33334-3637 • United States

Fort Lauderdale, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Charlotte NC 03/2017 08/2018
Msi Financial Services, Inc. Charlotte NC 01/2016 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 08/2018
Mml Investors Services Llc Fort Lauderdale FL 09/2018 Present
Massmutual Fort Lauderdale FL 09/2018 Present
  • 03/2017 → 08/2018
    Charlotte, NC
  • 01/2016 → 03/2017
    Msi Financial Services, Inc.
    Charlotte, NC
  • 07/2016 → 08/2018
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 09/2018 → Present
    Fort Lauderdale, FL
  • 09/2018 → Present
    Massmutual
    Fort Lauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-11
S63 Uniform Securities Agent State Law Examination 2011-05-06
  • S66 Uniform Combined State Law Examination
    2018-10-11
  • S63 Uniform Securities Agent State Law Examination
    2011-05-06

View on SEC IAPD

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