Brad Alan Harte

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2024-08-06
TX	RA	APPROVED_RES	2018-08-08
OH	RA	APPROVED	2003-06-25

WI RA
APPROVED

Since 2024-08-06
TX RA
APPROVED_RES

Since 2018-08-08
OH RA
APPROVED

Since 2003-06-25

Branch Locations

30050 Chagrin Blvd Ste 150, Pepper Pike, OH 44124 • United States

Fontana, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Cleveland	OH	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Cleveland	OH	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Cleveland, OH
11/2016 → Present

Wells Fargo Clearing Services, Llc

Cleveland, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-12-08
S63	Uniform Securities Agent State Law Examination	2000-05-22

S65 Uniform Investment Adviser Law Examination

2006-12-08
S63 Uniform Securities Agent State Law Examination

2000-05-22

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Firms

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