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Rico Rodriguez

J.P. Morgan Securities LLC

Walnut Creek, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-02-06
  • CA RA
    APPROVED
    Since 2020-02-06

Branch Locations

1390 S. Main Street, Floor 1, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Walnut Creek CA 06/2012 01/2020
J.P. Morgan Securities Llc Danville CA 10/2012 02/2020
Jp Morgan Securites, Llc Pleasant Hill CA 02/2020 Present
Jp Morgan Chase Bank, N.A. Pleasant Hill CA 02/2020 Present
Jp Morgan Chase Bank, N.A. San Ramon CA 04/2017 10/2018
Jp Morgan Chase Bank, N.A. Danville CA 06/2012 03/2017
  • 06/2012 → 01/2020
    Jp Morgan Chase Bank Na
    Walnut Creek, CA
  • 10/2012 → 02/2020
    J.P. Morgan Securities Llc
    Danville, CA
  • 02/2020 → Present
    Jp Morgan Securites, Llc
    Pleasant Hill, CA
  • 02/2020 → Present
    Jp Morgan Chase Bank, N.A.
    Pleasant Hill, CA
  • 04/2017 → 10/2018
    Jp Morgan Chase Bank, N.A.
    San Ramon, CA
  • 06/2012 → 03/2017
    Jp Morgan Chase Bank, N.A.
    Danville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-27
S63 Uniform Securities Agent State Law Examination 2011-05-17
  • S66 Uniform Combined State Law Examination
    2019-11-27
  • S63 Uniform Securities Agent State Law Examination
    2011-05-17
Other Names
  • Rico S Rodriguez
  • Rico Stas Rodriguez

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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