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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-12 |
| TX | RA | APPROVED | 2024-12-11 |
Branch Locations
21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa)Inc. | Encino | CA | 11/2013 | 12/2024 |
| Hsbc Bank Usa, N.A. | Encino | CA | 08/2016 | 12/2024 |
| Wells Fargo Clearing Services, Llc | Woodland Hills | CA | 12/2024 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; TARZANA, CA; 100% OWNERSHIP; 01/01/2014; 1 HOUR PER MONTH; NO HOURS DURING TRADING HOURS; NO DUTIES RENTAL PROPERTY; INVESTMENT RELATED; LOS ANGELES, CA; 100% OWNERSHIP; 09/01/2014; 1 HOUR PER MONTH; NO HOURS DURING TRADING HOURS; NO DUTIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-13 |
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