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Gaurav Batra

Edward Jones

Tempe, AZ

Gilbert, AZ

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-12-20
  • AZ RA
    APPROVED
    Since 2019-12-20

Branch Locations

8640 S River Parkway, Tempe, AZ 85284 • United States

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group Inc. Houston TX 11/2015 10/2016
Next Financial Group, Inc. Houston TX 10/2016 11/2019
Edward Jones Tempe AZ 12/2019 Present
  • 11/2015 → 10/2016
    Next Financial Group Inc.
    Houston, TX
  • 10/2016 → 11/2019
    Next Financial Group, Inc.
    Houston, TX
  • 12/2019 → Present
    Edward Jones
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-30
S63 Uniform Securities Agent State Law Examination 2013-03-15
  • S66 Uniform Combined State Law Examination
    2014-01-30
  • S63 Uniform Securities Agent State Law Examination
    2013-03-15

View on SEC IAPD

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Other Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
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J.P. MORGAN SECURITIES LLC · Des Peres, MO
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LPL FINANCIAL LLC · DES PERES, MO
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