Laura A Rutkiewicz

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2019-08-26

ME RA
APPROVED

Since 2019-08-26

Branch Locations

4A Shapleigh Road Suite 2, Kittery, ME 03904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	San Diego	CA	04/2011	Present

04/2011 → Present

Lpl Financial Llc

San Diego, CA

Other Businesses

1)11/20/2018 - QUADRIPOINT INVESTMENT MANAGEMENT - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2018 - 160 hr/mth 2)11/20/2018 - Notary - state of Maine - inv rel - at reported business location(s) - start: 07/2012 3)11/20/2018 - THE FRED HARRIS DANIELS FOUNDATION - Non-Profit Board Member - Trustee - non-inv rel - Worcester, MA - start: 11/2018 - 32 hr/mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-08-14

S66 Uniform Combined State Law Examination

2019-08-14

Other Names

Laura A Ruthiewiez

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews