Laura A Rutkiewicz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → Present
  Lpl Financial Llc
  San Diego, CA

Other Businesses

1)11/20/2018 - QUADRIPOINT INVESTMENT MANAGEMENT - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2018 - 160 hr/mth 2)11/20/2018 - Notary - state of Maine - inv rel - at reported business location(s) - start: 07/2012 3)11/20/2018 - THE FRED HARRIS DANIELS FOUNDATION - Non-Profit Board Member - Trustee - non-inv rel - Worcester, MA - start: 11/2018 - 32 hr/mth

Exams

• S66 Uniform Combined State Law Examination
  2019-08-14

Other Names

• Laura A Ruthiewiez