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Current Employers
O'SHaughnessy Asset Management, Llc

100 First Stamford Place, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-03-05
  • CT RA
    APPROVED
    Since 2026-03-05

Branch Locations

100 First Stamford Place, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Oak Brook IL 09/2015 02/2017
O'SHaughnessy Asset Management, Llc Stamford CT 03/2026 Present
Envestnet Chicago IL 03/2017 02/2026
  • 09/2015 → 02/2017
    Northwestern Mutual Investment Services Llc
    Oak Brook, IL
  • 03/2026 → Present
    Stamford, CT
  • 03/2017 → 02/2026
    Envestnet
    Chicago, IL
Designations
Other Names
  • Peter D Hayes

View on SEC IAPD

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