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100 First Stamford Place, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-03-05 |
Branch Locations
100 First Stamford Place, Stamford, CT 06902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Oak Brook | IL | 09/2015 | 02/2017 |
| O'SHaughnessy Asset Management, Llc | Stamford | CT | 03/2026 | Present |
| Envestnet | Chicago | IL | 03/2017 | 02/2026 |
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