Tristan D Cullis

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 01/2017
  Pnc Investments
  Mayfield Heights, OH
• 12/2013 → 01/2017
  Pnc Bank
  Mayfield Heights, OH
• 01/2017 → Present
  Ubs Bank Usa
  Pepper Pike, OH
• 01/2017 → Present
  Ubs Financial Services
  Pepper Pike, OH

Other Businesses

1. Hopewell, Geauga CountyOHUnited States-44062, Charity, Health Care & Pharmaceuticals, "These are the expected responsibilities of board members. Hopewell is a Mental Health rehabilitation center focused on helping adults with mental conditions. Intervention is based on outdoor activities and it currently houses appx 30 patients on the property. Patients typically stay at least 9 months for treatment, Member of Board of directors, "1. Strategic Oversight ? Guide the organization to stay aligned with its mission and vision, ensuring long-term sustainability. ? Participate in strategic planning to develop and implement goals and objectives and see that the goals are met through each committee. 2. Fiduciary Responsibility ? Ensure the nonprofit is financially sound. This includes reviewing budgets, financial statements, and making sure funds are being used appropriately. ? Help with fundraising efforts, whether by donating, soliciting donations, or connecting the nonprofit with potential funders. 3. Advocacy and Networking ? Serve as ambassadors for the nonprofit, raising awareness about its mission and programs. ? Network and build connections and partnerships with other organizations, community leaders, and potential donors or volunteers. 5. Attendance and Engagement ? Attend board meetings regularly and be prepared. This ensures they can make informed decisions. ? Board members are expected to be on at least one committee and attend quarterly meetings. 6. Fundraising and Donor Stewardship ? Make a personal donation to demonstrate their commitment to the organization's mission. ? Help with donor cultivation and stewardship, attending events or hosting gatherings to connect with potential donors, start date-6/2/2025.

Exams

• S66 Uniform Combined State Law Examination
  2018-12-20
• S63 Uniform Securities Agent State Law Examination
  2013-08-14