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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-04-18 |
Branch Locations
17950 Preston Rd Ste 350, Dallas, TX 75252-5793 • United States
Frisco, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Dallas | TX | 04/2006 | Present |
(1) 01/13/2014 - DBA ONLY - ADAMS WEALTH MANAGEMENT,LLC - TIME SPENT 160 HOURS PER MONTH - DALLAS, TX
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-11 |
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