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Norman Stephen Long

Ameriprise Financial Services, LLC

Nashua, NH

Bedford, NH

Port Charlotte, FL

CRD 4170626

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-30
FL RA APPROVED 2018-06-14
NH RA APPROVED 2010-06-24
  • TX RA
    APPROVED_RES
    Since 2021-10-30
  • FL RA
    APPROVED
    Since 2018-06-14
  • NH RA
    APPROVED
    Since 2010-06-24

Branch Locations

Nashua, NH • United States

116 S River Rd Bldg E, Bedford, NH 03110 • United States

Port Charlotte, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bedford NH 09/2005 03/2020
Ameriprise Financial Services, Llc Gilford NH 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 7304 Thor Court, , Port Charlotte, FL, 33981; Not Investment-Related; 07/22/2023.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-31
  • S66 Uniform Combined State Law Examination
    2000-05-31

View on SEC IAPD

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