Philip Andrew Roberts

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  Mml Investor Services
  Newport Beach, CA
• 01/2011 → Present
  Mass Mutual Life Insurance Company
  Newport Beach, CA

Other Businesses

(1) NAME: PHILIP ROBERTS INV REL: Y ADD: RESIDENTIAL ADD NATURE: INSURANCE POSITION: AGENT START DATE: 11/1/10 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (2) NAME: PHILIP ROBERTS INV REL: N ADD: RESIDENTIAL ADD NATURE: INSTRUCTOR POSITION: DRUM INSTRUCTOR START DATE: 6/1/12 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-06-28
• S63 Uniform Securities Agent State Law Examination
  2012-06-30

Designations

• Certified Financial Planner
• Chartered Financial Consultant