Chris Gruin

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 09/2017
  Pnc Investments
  Severna Park, MD
• 11/2014 → 09/2017
  Pnc Bank
  Severna Park, MD
• 09/2017 → 09/2018
  Suntrust Nvestment Services, Inc
  Atlanta, GA
• 09/2017 → 09/2018
  Suntrust Banker
  Bel Air, MD
• 09/2018 → 05/2021
  Wells Fargo Bank, N.A.
  Gastonia, NC
• 10/2018 → 05/2021
  Wells Fargo Clearing Services, Llc
  Gastonia, NC
• 06/2021 → 09/2024
  First Citizen Investor Services
  Raleigh, NC
• 09/2024 → Present
  Fifth Third Securties, Inc.
  Mooresville, NC
• 09/2024 → Present
  Fifth Third Bank, N.A.
  Mooresville, NC

Previous Registrations

• 2021-06-02 → 2024-09-23
  First Citizens Investor Services, Inc.
  Raleigh, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2018-12-21 → 2021-05-19
  Wells Fargo Clearing Services, Llc
  Gastonia, NC
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2018-12-21
• S63 Uniform Securities Agent State Law Examination
  2015-02-26

Other Names

• Christopher R Gruin
• Christopher R Gruin
• Chris Gruin
• Christopher Gruin
• Christopher Robert Gruin