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15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2018-08-15 |
Branch Locations
15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States
Lone Oak, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Terrell | TX | 12/2014 | 09/2016 |
| Lpl Financial Llc | Dallas | TX | 11/2016 | Present |
| Advisor Resource Council (Dba: 360 Wealth Management, Llc) | Dallas | TX | 08/2018 | Present |
1. 11/22/2016 - MOAT CONSTRUCTION, LLC/ MOAT CONSTRUCTION LLC/ 1%/ TERRELL, TX 2. 12/13/2016 - Harvest Concepts LLC dba Paragon Insurance Agency - Investment Related - At Reported Business Location(s) - Insurance Agency - Co-Owner - Start 01/01/2017 - 40 Hours Per Month/15 Hours During Securities Trading. 3. 8/16/2017 - Harvest Concepts, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/12/2016 - 20 Hours Per Month/10 Hours During Securities Trading - LIFE, LTC. 4. 11/6/2018 - Foundation Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/05/2018 - 16 Hours Per Month During Securities Trading. 5. 10/3/2019 - Advisor Resource Council - DBA: (Hybrid) 360 Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/01/2020 - 60 Hours Per Month/60 Hours During Securities Trading. 6. 10/3/2019 - Advisor Resource Council - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/01/2020 - 60 Hours Per Month/60 Hours During Securities Trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in Jan 2020. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address,the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 11/5/2019 - Highland Capital Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Producer - Started 10/18/2019 - 20 Hours Per Month/10 Hours During Securities Trading. 8. 2/28/2020 - RL Brown Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/24/2020 - 5 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-10 |
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